REVIEW ARTICLE


https://doi.org/10.5005/jp-journals-10069-0088
Indian Journal of Sleep Medicine
Volume 16 | Issue 4 | Year 2021

Effect of Mandibular Advancement through Oral Appliance Therapy on Quality of Life in Obstructive Sleep Apnea: A Scoping Review

Nisha Kalonia1, Pradeep Raghav2, Kumar Amit3https://orcid.org/0000-0002-4265-1034, Prashant Sharma4

1–4Department of Orthodontics and Dentofacial Orthopaedics, Subharti Dental College, Swami Vivekanand Subharti University, Meerut, Uttar Pradesh, India

Corresponding Author: Nisha Kalonia, Department of Orthodontics and Dentofacial Orthopaedics, Subharti Dental College, Swami Vivekanand Subharti University, Meerut, Uttar Pradesh, India, Phone: +91 8527024024, e-mail: nishakalonia032@gmail.com

How to cite this article: Kalonia N, Raghav P, Amit K, et al. Effect of Mandibular Advancement through Oral Appliance Therapy on Quality of Life in Obstructive Sleep Apnea: A Scoping Review. Indian J Sleep Med 2021;16(4):125–130.

Source of support: Nil

Conflict of interest: None

ABSTRACT

Purpose: The scoping review was conducted for the evaluation of effect of mandibular advancement through oral appliance therapy on quality of life in obstructive sleep apnea (OSA).

Methods: Strategic and thorough literature search using free text and MESH terms in three major database systems PubMed, SCOPUS, and Web of Science was undertaken till October 30, 2020, followed by PRISMA for the identification of studies for data extraction.

Results and conclusions: Summarization of evidence was done for study characteristics, and diagnostic methods for the evaluation of effect of mandibular advancement through oral appliance therapy on quality of life in OSA.

The literature supports that patients using mandibular advancement appliances (MADs) showed better adherence and compliance in comparison with those using continuous positive airway pressure (CPAP); along with the patients’ compliance, the daytime sleepiness, state on waking, morning headache, oxygen saturation, frequency and intensity of snoring, and quality of sleep for both patients and their bed partners showed a marked improvement with MAD.

Keywords: Health status, MAD, Obstructive sleep apnea, Oral appliance, Quality of life, Scoping review.

INTRODUCTION

Recurrence of partial or complete upper airway obstruction during sleep leads to variable symptoms such as excessive daytime sleepiness,1 snoring, gasping, snorting, insomnia, nocturia, bedwetting, memory loss or concentration issues, mood swings, irritation, and decreased libido.2

According to the Sleep Heart Health Study, the increased risk of moderate to severe obstructive sleep apnea (OSA) was 20% in blacks and 23% in American Indians compared with that of whites, that is, 17%.2

Higher risk for OSA was found in men than in women, even once women reach menopause risk for OSA increases similar in percentage to men.2 The risk of OSA increases with age, and this may be due to a reduction in slow-wave sleep with age (i.e., deep sleep), which is a protective mechanism against sleep-disordered breathing and collapse of airway.

Comorbid conditions associated with OSA include stroke, hypertension, hyperlipidemia, myocardial infarction, glucose intolerance, diabetes, pulmonary hypertension, congestive heart failure, arrhythmias including atrial fibrillation, and depression. Patients suffering from moderate or severe OSA are at higher risk for these conditions.2

To assess the risk of OSA among the population, different questionnaires have been formulated, and the proposed notable ones among them are Berlin questionnaire (BQ), used in the setting for primary care, and the STOP-Bang Questionnaire, for the screening of preoperative procedures. The Epworth sleepiness scale (ESS) is used to assess sleepiness in both clinical practices and research work.

If clinically it is evaluated as OSA, it requires overnight testing for confirmatory diagnosis. The polysomnography (PSG) is the standard diagnostic test, in which monitoring of both sleep parameters and respiratory parameters is done. Behavioral modification measures, medical devices, and surgery are the treatments for OSA.3

Behavioral modifications include regular aerobic exercise, weight loss abstinence from alcohol, and not to sleep in supine position. In patients suffering from positional OSA [i.e., elevated apnea hypopnea index (AHI) predominantly in the supine position], avoid sleeping to the side or sleeping in prone position is the treatment. Other factors associated with improvement in severity of OSA are lifestyle interventions, bariatric surgery, and weight loss medication.3

Primary therapy for individuals with symptomatic OSA of any severity is continuous positive airway pressure (CPAP) as it keeps the upper airway patent during sleep. However, on a long-term basis, there is difficulty in patient tolerance and compliance to this treatment. Oral appliances have been proposed as an alternative method to CPAP therapy. They are designed in such a way so that the upper airway is kept open by either forward advancement of the lower jaw or by keeping the mouth open during sleep.3 Thus, OAs can be offered as alternate therapies due to side effects or inability to use CPAP.4

Therefore, this scoping review was conducted to evaluate the “Effect of mandibular advancement through oral appliance therapy on quality of life in obstructive sleep apnea (OSA)”.

RESULTS

Study Selection

A total of 3,202 articles were determined through search strategy and sources listed previously. After the removal of duplicates, 1,013 articles remained. After the titles had been screened, a total of 937 articles were rejected as they were not matching the search question. After the screening of abstracts, 10 articles were excluded as they had no relation to orthodontic appliance therapy, not explaining the quality of life, and were not in the English language. The remaining 66 articles were completely evaluated for the text, out of which 28 articles were excluded as they had no relation to oral appliance therapy, not explaining the quality of life, included surgical intervention, and were not in the English language. Finally, 38 articles were included in the review (Flowchart 1).

Flowchart 1: The search algorithm followed according to PRISMA statement

Study Characteristics

Summarized methodological data and study results are mentioned in Table 2. The included articles were in English and published between 2011 and 2020. The articles included were on mandibular advancement appliances (MAD); comparison between the different designs of MAD; the effect of orthodontic appliances on temporomandibular joint (TMJ) and stomatognathic system; and comparison between positional therapy, CPAP, and oral appliances with their effects on quality of life. There were three pilot studies, one longitudinal follow-up study, one case–control study, two nonrandomized prospective studies, two prospective observational studies, one prospective study, three cohort studies, four clinical trials, 13 randomized controlled trials, one review article, four systematic reviews, and meta-analysis, and three network meta-analysis.

Table 2: Synopsis of the effect of mandibular advancement through oral appliance therapy on quality of life in obstructive sleep apnea (OSA)
SI. No. Outcomes Results significant to the research topic
1 AHI Index, AI, HI Decreased AHI5,9,11,1435
    Decreased AI13,2224
    Decreased HI22,23
2 Respiratory Disturbance Index (RDI) No effect36
3 Epworth Sleepiness Scale (ESS) Overall decreased57,1113,15,16,20,22,24,25,27,28,30, 34,35,37
    Improved daytime sleepiness8,9,14,18,21,38
    Improved neurobehavioral outcome17,26
    Improved snoring, daytime sleepiness23
4 Oxygen saturation (SpO2) Increased7,15,17,24,3032,39
    No significant effect8
5 SaO2 nadir (lowest oxygen saturation) Increased5,8,16,18,31,34,39
    Decreased7
6 Oxygen Desaturation Index (ODI) Decreased7,9,22,31,35,39,40
7 Sleep Apnea Quality of Life Index (SAQLI) Alleviated symptoms (Domain D)16
    Decreased26,27,36
8 Subjective symptoms: Snoring, daytime sleepiness, and night sleep quality Improved snoring, daytime sleepiness and night sleep quality39
    Improved snoring, daytime sleepiness19,22 improved snoring15
9 BQ variables Reduced snoring loudness, frequency, tiredness after sleeping, breathing pauses11,38
10 Pichot QD2A depression score Improved symptoms of depression9,32
11 Hospital anxiety and depression (HAD) scale Improved depression rate20
12 Functional outcomes of sleep quality (FOSQ score) Improved neurobehavioral outcome17
    Improved daytime sleepiness18
    Increased except general productivity $ social outcome5
    Overall improved (increased)12,14,15,22,2629,31,37
13 FOSQ-SE No improvement in sexual activity17
14 Short-form 36 (SF36) score Increased12,15,26,30,33,37,41
15 SF12 score Increased15,32
16 Quebec sleep Questionnaire (QSQ) Increased7,8
17 Visual Analog Scale Decreased snoring loudness and frequency5,8,32
18 Pichot fatigue score Decreased7,8,15,32
19 Pittsburg Sleep Quality Index (PSQI) Decreased22,3032
20 DASS21score State of depression improved31
21 MSLT Improved sleep latency33
22 SPAS (superior posterior airway space); MAS (middle airway space); IAS (inferior airway space) Increased23
23 TMJ disorder No change in shape and magnitude of incision edge, percussion, masticatory, and condylar movement42
    MAD therapy is not a risk factor for TMD signs10
24 BP No change8,24,37
25 Non-REM sleep Stage N3 $ N4 percent increased17
    Improved stage N1 $ N3 (mild and moderate)18
    Improved stage R, stage N329
26 REM sleep Increased REM sleep duration14,33
27 Arousal index Reduced14,25,30
28 HBA1c Level (Objective outcome) Decreased in the mild and moderate group11
29 Vitamin C, B6 Level Increased25
30 Oxidative stress parameters Reduced25
31 Inflammatory markers Mild-to-moderate OSA: Improved CRP, IL-1β, TNF-α18
    Severe OSA: Improved TNF-α18
32 Cost-effectiveness Costs per quality-adjusted life-years (QALY)15,24,25

DISCUSSION

This scoping review aimed to analyze the effectiveness, efficacy, different design features, side effects of the appliance, and patient selection for MAD therapy. Targeted symptoms are sleepiness, snoring, quality of life, and possible comorbidities. In this study, the outcomes were evaluated by AHI, ESS, lowest oxygen saturation level, ODI, QD2A depression score, BQ variable, FOSQ, SF-36 physical component summary and mental component summary, QSQ, Pichot score, Pittsburg sleep quality index (PSQI), home sleep apnea test (HSAT), KIIEF-5, and SAQLI scores to check the effectiveness of MADs.

Different levels of evidence studies were selected to answer the clinical question proposed in this scoping review, and different studies used different designs of MADs. These were AT-MAD, elastomer appliance with an adjustable Herbst mechanism, titratable PAT-MAD, custom-made Narval MRDs, monoblock, and SILENT NITE appliances, TAP3, KLEARWAY, thermoplastic heat-molded titratable MAD, self-molded bespoke, semi-bespoke, and fully bespoke MAD.

According to the studies conducted by Banhiran et al.5 and Agarwal et al.,6 it was concluded that MAA resulted in a statistically significant reduction of baseline AHI index and the subjective outcomes with ESS scores (snoring intensity and frequency, and daytime sleepiness). The first study conducted among Asians by Banhiran et al.5 demonstrated that an AT-MAD, if done properly, had good outcomes including improved quality of life (QOL) with a short-term treatment. Its advantages were cost-effectiveness and readily available. The continuous wearing of OAs reduces the AHI from severe to mild or moderate OSA along with the reduction of incidence of systemic complication and improvement in the life quality of the patients.

Follow-up studies by Attali et al.7 and Vecchierini et al.8 stated that libido disorders and polyuria resolved in 81 and 64% of the participants, respectively, and there was a significant improvement in visual analog scale scores for sleep, morning headache, and state on waking (p <0.0001) during MRD therapy.

Further, the effectiveness and efficacy of thermoplastic and custom-made MAD appliances were compared; various studies concluded that the titratable thermoplastic MAD is more efficacious in reducing SDB and associated symptoms in patients with mild to severe OSA and the effectiveness was the same for severity of symptoms, quality of life, and in reducing blood pressure but the side effects were comparatively more to custom-made MAD. For the patients with OSA who refused or did not tolerate the CPAP therapy, the thermoplastic heat-molded titratable MAD was demonstrated to be equivalent in the short term to the custom-made acrylic MAD.9

Alessandri-Bonetti et al.10 analyzed the effects of MADs on TMD in patients with and without the presence of signs and symptoms, which indicated that the evidence available was of moderate to low quality, showing that MAD therapy was not a risk factor for TMD signs and symptoms. Therefore, the TMD should not be considered an absolute contraindication for the use of MADs in the treatment of OSA.

The study by Baslas et al.,11 after intervention with MAD found a statistically significant difference between HbA1c level and apnea hypopnea index AHI score in all groups except HbA1c level in severe OSA patients. It was therefore concluded that MAD may be recommended for patients with OSA and T2DM. This study provided evidence to inform health workers about the possible use of MAD in OSA and T2DM. Considering the higher level of evidence, systematic review can provide excellent evidence in comparing the quality of life outcomes with other outcomes between CPAP and MAD. So the systematic reviews and meta-analysis showed that the treatment effect of CPAP was greater in the vitality dimension. The score estimates of the improvement in the vitality scale (not the other seven scales) were similar for CPAP and MADs when compared with control. There were no statistically significant differences in quality of life, cognitive function outcomes, or functional outcomes in patients using CPAP vs MAD. However, CPAP was more effective in reducing AHI compared to oral appliances. With quality of life (SF-36 score), the results showed that both CPAP and MAD had similar improvements in mental health and physical functioning. In terms of performance results, the results showed that both CPAP and MAD improved FOSQ scores without significant statistical differences, consistent with previous review studies where MAD users showed significantly higher compliance (p = 0.004) than CPAP users.1214

Further, it was reviewed that maintenance costs for MAD were low and relatively high for CPAP therapy, which could influence cost-effectiveness when considering long-term therapy. De Vries et al.15 compared clinical efficacy with the cost of MAD treatment with CPAP treatment in the moderate OSA, where CPAP was more effective clinically (in terms of AHI reduction) and less expensive than MAD.

Finally to conclude, although both CPAP and MAD improved the quality of life, sleep, and performance and cognitive outcomes in patients with OSA, this review presented limited quality of evidence to suggest a significant difference in favor of CPAP in reducing AHI. Although the two therapies worked differently with the efficacy and treatment usage profiles, these results were similar in the overall performance. As effectiveness is a combination of efficacy and treatment compliance, sleep medicine specialists should monitor the use of treatment and provide patients who do not comply with CPAP orally for treatment. Choosing CPAP as the first line of treatment for patients with OSA symptoms but MAD should be considered as an appropriate alternative to reducing symptoms and improving QOL, where apnea and hypopnea are successfully reduced based on the findings of this scoping review.

The limitation of this review was that all the studies available were comparative. The designs of orthodontic appliances and the degree of titration were different in different studies. In addition, different levels of evidence studies were taken for this review, which had different limitations such as small sample size; the subjects had dropped out in between the treatment in follow-up studies; nonrandomized trials were included; along with this, there was a lack of blinding of participants and outcome in the trials.

CONCLUSION

This scoping review finally concluded that:

  1. There were no differences in quality of life, functional outcomes, or cognitive function outcomes in patients using CPAP and MAD.

  2. Patients using MAD showed better adherence and compliance as compared to CPAP; along with this, the daytime sleepiness, state on waking, morning headache, oxygen saturation, frequency and intensity of snoring, and sleep quality for both patients who snore and their bed partners showed a marked improvement with MAD.

  3. The effectiveness of titratable MAD thermoplastic was to reduce SDB and associated symptoms in patients with mild to severe OSA, and the efficacy was similar in both the thermoplastic and custom-made MAD machine in terms of severity, symptoms, quality of life, and reducing blood pressure.

  4. Side effects of oral appliances include aggravation of temporomandibular disorder (TMD) but the presence of TMD should not be considered a general objection to the use of MAD in OSA administration.

  5. Maintenance costs for MAD were low and relatively high for CPAP therapy, which could influence cost-effectiveness when considering long-term therapy. However, the cost per QALY was better with MAD compared to that with CPAP.

Choosing CPAP as a first-line treatment for patients with OSA symptoms but MAD should be considered an appropriate alternative to reducing symptoms and improving QOL when apnea and hypopnea are successfully reduced.

RECOMMENDATIONS

We recommend that future research projects should include appropriate randomized studies, blinding treatment groups, concealing outcome tests, robust fitness method, critical and reproductive diagnostic approach, and quality-tested studies included to reduce bias.

ORCID

Kumar Amit https://orcid.org/0000-0002-4265-1034

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